Senior Compliance Officer

Senior Compliance Officer
Region: Munsbach
Required experience: 3 years
Environment: Company
Contract: Permanent position (Full-time)

Company description

Adepa is an independent global leading provider of Investment Fund and Corporate Services, Private Equity & Real Estate administration, UCITS V Management Company and Asset Management addressed to institutional and professional investors around the globe. Founded in 1980 and currently headquartered in Luxembourg, Adepa provides clients with tailor-made solutions for ideas in a global financial world in Luxembourg, Italy, Spain and Chile.

Become a part of an independent and international company providing fund services from its headquarters in Luxembourg to clients around the world. The Compliance Officer is part of the Compliance Team, reporting to the Head of Compliance. You will actively participate and collaborate to the following key areas under the Compliance responsibilities:

Main responsibilities :

  • Keep up-to-date with regulatory developments in the industry, provide analysis to the Head of Compliance, on new regulatory developments impacting the company
  • Support on-site monitoring and testing on designated controls defined within the Compliance Monitoring Plan
  • Undertake Client Due Diligence and ongoing reviews in compliance with the anti-money laundering requirements
  • Standardize existing processes, maintain procedures up-to-date, develop and implement procedures when necessary
  • Perform and execute the AML/CTF procedure performing AML/KYC checks on new clients i.e. initiators, investors, delegates and assets
  • Support the identification, mitigation and management of AML related risks; reporting and escalation of such risks as needed
  • Process regular screening and maintenance of the client database against blacklists, international sanctions, press and escalate when relevant
  • Undertake Compliance projects and ad hoc additional tasks as assigned by the Manager


Qualifications and experience:

  • Master degree in Law, Finance or Economics
  • Minimum 3-5 year professional experience in Compliance in the investment fund industry ;
  • Fluent in written and spoken English, knowledge in another European language is an advantage

Social Skills

  • Strong organization and communication skills
  • Business-driven, pro-active view on compliance
  • Autonomous with an excellent team spirit
  • Polyvalent, excellent ability to set priorities and respect deadlines
  • Positive, self-confident, open-minded, dynamic and long-term thinking
  • Solution oriented and ability to think outside the box

Want to join a growing Entrepreneurial, Intercultural, International and Independent Global Asset Servicing Company?

You identify yourself in this description?

 We are waiting for your application!

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