Regulatory Advisor

Regulatory Advisor
Région: Luxembourg
Expérience nécessaire: 5 ans
Secteur d'activité: Entreprise
Réf: R0298201
Contrat: Durée indéterminée (Temps plein)

Description de la société

Un petit pays aux possibilités illimitées : le Luxembourg. En l'espace de quelques décennies, un site traditionnel de l'industrie sidérurgique est devenu un poids lourd du monde de la finance internationale. Le Luxembourg fait partie des dix premières places financières mondiales tout en étant – non seulement du point de vue géographique – un élément central de l'Union européenne. La Deutsche Bank s'en est aperçu très tôt. Depuis notre arrivée en 1970, nous avons constamment développé notre implantation luxembourgeoise. Aujourd'hui, la Deutsche Bank au Luxembourg est une des toutes premières adresses dans l'activité clientèle privée. Au cœur de cette stratégie: notre unité de Private Wealth Management. Vous y trouverez le conseil personnalisé capable de protég…

Details of the role and how it fits into the team

This role within the Compliance Luxembourg advisory team covers a wide array of Compliance responsibilities including but not limited to advice, advocacy, product/service review and approval, marketing and financial promotions review, training, surveillance and monitoring of controls as part of our comprehensive program for ensuring compliance with European Financial Service Regulation and ESMA guidelines as well as the global, regional and local standards, policies and procedures of Deutsche Bank, with the ultimate aim of protecting the interests of our clients and the integrity and reputation of Deutsche Bank. 

Based in Luxembourg, you will provide proactive and sound advice on Compliance and regulatory matters to business partners and will work closely with other functions of the Bank to ensure compliance with the highest standards of control and processes. The role-holder covers all DB businesses in Luxembourg (i.e. Wealth Management (around 2/3 of the activities) and Corporate and Investment Bank (Global Transaction Banking, Syndicated Loans and Global Markets)).

Your key responsibilities

  • Conduct Compliance EMEA Monitoring activity, advise and support the coverage of Luxembourg based businesses on applicable laws and regulations, including the provision of impact analyses, and the development of responses to, and implementation of, new regulations.
  • Advise on the application of rules and policies to specific transactions/deals and general business activities based on a deep understanding of business strategies and product portfolios.
  • Contribute to the operation of select controls e.g., participating in New Product Approval process by reviewing new business initiatives for consistency with regulatory requirements and reviewing marketing material against minimum standards.
  • Ensure global and local Compliance policies and procedures are reviewed and updated on a timely basis, incorporating regulatory changes and industry best practices.
  • Assist in the execution of ad-hoc and key Compliance project work, and the timely resolution of regulatory or internal investigations and enquiries, communicating the results to our regulators in conjunction with Management as necessary.
  • Conduct regular compliance monitoring, considering an array of contextual data including regulation, policies, procedures, controls, training, and governance structures, escalating, and assisting in the remediation of any identified gaps.

Your skills and experiences

  • Deep understanding and current experienced based knowledge of European financial services regulation, including but not limited to MAR, MiFID II, EMIR
  • Knowledge of Wealth Management and Corporate Banking Products, ideally having previously held a Compliance Advisory role or similar.
  • Self-starter with the ability to work independently with unquestionable integrity.
  • At least 5 years of experience in Compliance, Legal or Control Functions and a university degree (preferably master’s in law and/or Finance)
  • Excellent verbal and writing skills in English and French, ideally also German

All applications will be treated confidentially.

The successful candidate will be asked to present a recent version of the criminal record.

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