The liabilily regime applicable to directors and conducting persons - specificities linked to investment funds

41A, Avenue John F. Kennedy
L-2082 Luxembourg
Link to the organizer's site
See this training on the organizer's site
22 Nov


  • Identify duties and responsibilities of investment vehicle/Manco/AIFM
  • Determine the respective roles of governing bodies and senior management
  • Give practical guidance to directors / conducting persons on good practices they should adopt before and after having accepted a mandate
  • Advice on means to limit liability risks.


  • Setting the scene
  •    - Self-managed UCITS
       - UCITS having appointed a third-party management company
       - Internally managed AIFs
       - AIFs having appointed an external AIFM

  • Liability regimes
  •    - Corporate law
       - Specific liability with respect to UCIs
       - Criminal / administrative sanctions (including UCITS V regime)
       - Extracontractual civil liability
       - Limitation of liability / discharge / compensation

  • Respective roles of governing bodies and senior management
  • Allocation of duties and responsibilities between (i) UCI board, (ii) AIFM/UCITS manco board and (iii) AIFM/UCITS manco conducting officers
  • Conflicts of interest (including UCITS V independence rules)
  • Principles of corporate governance
  • Practical guidance to avoid liability

Speakers Francis Kass (Partner, Investment Funds, Arendt & Medernach), Michael Daemgen (Partner, Arendt Regulatory & Consulting).
Target Group Board members, directors, conducting persons, …
Time 9 am to 12.30 pm
Duration 3,5 hours
Language English
Price EUR 480
For any information, please contact us by e-mail at info@arendtinstitute.com

Related : Arendt Institute


Training & Events

06 Feb
logo - company

Jurisprudences récentes en matière de droit du travail

Accueil: 8h00 // Conférence: de 8h30 à 9h30 // Participation: gratuite // Lieu: MNKS – Vertigo...

More info
08 Feb
logo - company

PERE Fund Structuring: the must-know and the must-haves

This training session is intended to provide participants with the key concepts of Private Equity and Real Estate fund...

More info
13 Feb
logo - company

Personal liability of directors with respect to the payment of taxes due by the company

Welcome: 8:00 // Conference: from 8:30 a.m. to 9:30 a.m. // Fee: free // Location: MNKS – Vertigo Polaris...

More info
20 Feb
logo - company

2 hours GDPR workshop 

Accueil: 8h00 // Conférence: de 8h30 à 9h30 // Participation: gratuite // Lieu: MNKS – Vertigo...

More info

LexGO Network