LexGo


Client Registry Officer
08/11/2021

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For our client,  we are looking for a Client Registry Officer. Our client offers a permanent contract in a multicultural environment. Duties and responsibilities : Ensures all legal and customer files are maintained in accordance with European Regulations and internal LOESA & Group directives ; Ensures that all client account documents and supporting KYC documents are in order, report any missing items, prior to file presentation to the Local or European Due Diligence Committee ; Analyzes documents in relation to the opening of accounts and applies due diligence rules ; Applies Bank’s business policy and internal directives and acts in accordance with the regulatory requirements ; Participates and implements the projects impacting the CLM department ; Manages all questions regarding documentation requirements for openings and modifications to existing accounts ; Opens Client Accounts and maintain the Client Data on LO Systems ; Checks, safe keep and ensure the integrity of client legal files, account opening forms, supporting KYC documents and correspondent files within strong room ; Chases missing documents with Bankers and Assistants, and report outstanding items to Compliance as per agreed procedure. The ideal candidate needs to have : A-level with specialization in Banking or Finance ; At least 3 years’ experience in this area ; You have a Legal industry or relevant financial services sector experience ; You are comfortable with IT software and advanced use of Microsoft Office ; Good knowledge on the private banking rules and applicable regulations ; Good understanding of regulatory matters such as US FATCA, QI, CRS, cross border ; Knowledge and experience in KYC / AML and financial services regulatory requirements ; Familiar with the documents required for corporate structures and personal trusts ; Discretion and confidentiality ; Excellent organization skills and attention to details ; Responsible, committed and initiative-driven ; Excellent written and verbal communication skills ; Ability to work in a dynamic environment. If your profile corresponds to this offer, do not hesitate to send us your application.

Voor meer informatie, contacteer :
Team Legal

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Axis Group, your legal career advisor

Are you looking for a specialized HR advisor to help you find the legal career challenge that suits you best?
Axis Group's Legal Department is a team of lawyers with a passion for people and an extensive knowledge of the sector.
With their legal background, our experts provide you with HR advice and job opportunities on a permanent, temporary or consultancy basis.

Andere vacatures van Axis Group Luxembourg

Andere vacatures voor zelfde functie: Paralegal , Support

Andere vacatures in zelfde materie(s): Bank- en financieel recht , Toezicht & regelgeving

Andere vacatures in zelfde functie en regio: Paralegal (Luxemburg (land)) , Support (Luxemburg (land))

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