Chief Compliance & Conducting Officer

Region: Luxembourg (country)
Function: Compliance
Environnement: Company
Legal subjects: Investment funds, Financial regulatory
Job Type: Full time
Contract Type: Permanent contract
Your ref.: VL/LU/LAW/0204/19

We are looking for a Chief Compliance & Conducting Officer to join the funds management company of a reputable private bank.

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Our client is a leading European private bank; we are looking for their next Conducting Officer to join the management company. This person will be in charge of the Compliance duties and will supervise a team of 3 employees.

  • Ensure accurate implementation of compliance procedures
  • Supervise remotely the European subsidiaries
  • Lead compliance committees and report accordingly to the board of directors
  • Bring an operational point of view of the regulatory procedures' implementation
  • Be the main point of contact for all request coming from the regulator

  • Master in Law, Finance or Economics
  • Professional experience of at least 10 years in the Funds industry, dealing with both UCITS & AIF's
  • Sound knowledge of Compliance obligations and significant experience in the regulatory aspect of Compliance
  • A good knowledge of risk management would be considered as a major asset
  • Fluent in English and French


Please contact :

Alexis Yaghi

Country Manager


T. +352 28 83 23


Sylvain Pichonnier



T. +352 26 49 58 44 51

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