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Senior Compliance Officer
16/10/2018

Region: Luxembourg (country)
Function: Compliance
Environnement: Company
Legal subjects: Banking & Finance, Financial regulatory
Job Type: Full time
Contract Type: Permanent contract

Huxley is looking for a Senior Compliance Officer to join an in house Management Company.

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Our client, an in house Management Company, is currently looking for a Senior Compliance Officer. This person will be working within a team and report directly to the Head of Compliance. She/he ensure that they are compliant with all applicable laws and regulations.

 

Key responsibilities may include but will not be limited to:

  • Ensuring compliance controls on the Management Company activities;
     
  • Reviewing the compliance risk management and collaborating with others department;
     
  • Performing the Company's compliance monitoring program;
     
  • Assuring the compliance oversight of delegated activities;
     
  • Being in charge or AML/CTF reviews and due diligences on the distribution network;
     
  • Providing advice to the Management and to the staff on compliance/legal related matters;
     
  • Maintaining internal policies and procedures in line with applicable laws & regulations and up-to-date;
     
  • Ensuring that all policies and procedures are properly implemented and fulfilled;
     
  • Drafting compliance reports and communicating with the senior management and the Board of Directors.

Education & Background of the Senior Compliance Officer:

  • Master Degree/BAC+5 in Law, Finance or similar;
     
  • At least 10 to 15 years of experience within the fund industry including 5 years in a Compliance role;
     
  • Good knowledge about the legal requirements for Luxembourg funds (UCITS/AIFMD) and fund distribution;
     
  • Deep knowledge of the operational processes linked to management company and distribution activities;
     
  • Excellent command of English & French, both written and verbal;
     
  • Strong organizational and computer skills;
     
  • Being team player and having an entrepreneurial mind set;
     
  • Ability to effectively communicate with all levels of the organization and possess professional work ethic.

What on offer:

  • The possibility to improve your existing skills and develop your expertise;
     
  • Salary and package linked with your background and performance.

Interested?

Do not hesitate to send your application to Julie Nguyen (j.nguyen@huxley.com)

Successful applicants will be contacted within 2 weeks and we guarantee the confidentiality of your application.

If this opportunity does not correspond to your expectations, do not hesitate to share it with people in your network who could be interested!

 

Sthree Luxembourg is acting as an Employment Agency in relation to this vacancy.

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