Compliance Officer

Region: Luxembourg (country)
Function: Compliance
Environnement: Company
Legal subjects: Financial regulatory
Job Type: Full time
Contract Type: Permanent contract
Your ref.: MUR147

Greenfield is looking for a Compliance officer to join a leading global asset management group

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Greenfield is pleased to be representing a leading global asset management group that provides a broad range of investment strategies and solutions for individual, institutional and corporate clients around the world. With activities in North America, Europe and Asia, they manage billion of assets across developed and emerging market equities, fixed income, asset allocation solutions and alternatives. They are looking to recruit a Compliance Officer to support and report to the Conducting Officer responsible for Compliance who is also the Senior Compliance Officer. This is a great opportunity to join a dynamic environment and a client focused team driven by respect, excellence and integrity. 

• Maintenance and implementation of the risk-based Compliance Monitoring Plan 

• Implementation and maintenance of the Company's Compliance/the funds procedures manual and Compliance Policies. 

• Analysis and implementation of ad hoc Compliance policies the Company/the Funds

• Compliance oversight on the Company’ Delegates;

• Preparing quarterly and annual and ad hoc compliance reports to the boards and conducting officer meetings

• Assist the Compliance Distribution Team in reviewing marketing materials and client documentation

• Provide advice on Luxembourg regulatory and reputational matters

• Scanning and communication of regulatory/compliance developments, advising on the impact to the business and monitoring implementation of regulatory changes

• Collaboration with group-wide compliance to ensure that the required support if provided to achieve the above.

• Master’s Degree in Law or equivalent

• Relevant Luxembourg compliance expertise gained over a minimum 5-7 years

• Solid knowledge of investment funds (UCITS and AIFMD regulations). 

• Knowledge of MiFID II regulations is a +

• Team player

• Organised and motivated, self-starter

• Fluent in French and English (written & spoken)

• Good working knowledge of Microsoft Office suite


If you are interested in this position or would like to discuss other roles that we are currently recruiting for, please forward your CV in English to Muriel Newton (applications@greenfield.lu).

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